Today, BestTop would like to share with you an KYC Associate (Assistant Vice President equivalent) position from Nomura, a leading financial services group and the preeminent Asian-based investment bank.
Key Responsibilities:
- Ensure all new client relationships have undergone the appropriate client identification screening (KYC) prior to opening a new account and entering into trading and loan transactions
- All existing clients KYC is refreshed on periodic basis and necessary escalation is performed
- KYC associate will play a key critical role as subject matter expert and seek additional clarification from sales to ensure KYC is complete & meets regulatory requirements
- Act as a single point of contact for Sales in Singapore and handle any prioritization discussions, escalations & prepare the action plan to closely work with teams in Hong Kong
- This is a newly created role and candidate needs to be very good at stakeholder management by facing sales and if required has the ability to speak and interact with end clients to meet their KYC requirements.
- Needs to be hands on systems, follow ups and MIS reports.
- Ability to perform hands on task related to KYC and account opening (Including working with sales on information and documents, update system with relevant details, perform checks, validate & upload documents, manage pipeline for new accounts and KYC rolling review- KYC refresh)
- The KYC is performed on key system
- Ensure client information and documents are validated & updated correctly on the systems for seamless feed to other internal systems and reporting (Internal, regulatory etc.)
- Continuously work with AML Compliance, Legal, Sales support on completing KYC and client information updates
- Identify system enhancement focusing on controls and efficiency and work with the IT teams to implement
- Face Internal & external Auditors and have good understanding of process to provide process walkthrough and samples
The ideal candidate:
- Have a strong written and verbal communication skills, and the ability to communicate effectively across all levels. Mandarin/Cantonese language skill is a plus.
- Fact based and ability to understand the risk involved and highlights the same across levels.
- Has intermediate knowledge on MS excel (Formulas, Pivot and V look ups) and MS Power points.
- Able to handle reasoning and justification on KYC matters to AML Compliance and Legal team.
Interested applicants can send your CV and cover letter to us:
Subject: KYC Associate - Nomura
Email to: contact@besttopcareer.com
No comments:
Post a Comment